Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Grimmig is a financial professional with over 30 years of experience in the industry. David is currently registered with Janney Montgomery Scott LLC, a firm that has over 1,000 financial professionals and manages over $85 billion in assets. David has a strong background in securities, having earned his Series 7 and Series 63 licenses. His experience includes working with various financial institutions including First Union Capital Markets Corp. and First Fidelity Brokers, Inc. David is committed to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
09/11/2008 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
07/15/2008 - 09/08/2008
KILDARE CAPITAL (PHILADELPHIA PA)
PA
01/25/2002 - 09/07/2006
SUSQUEHANNA FIXED INCOME, L.P. (BALA CYNYWD PA)
PA
07/12/1999 - 01/11/2002
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NA
04/28/1999 - 06/15/1999
FIRST UNION CAPITAL MARKETS CORP.
NC
05/18/1998 - 06/15/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MO
10/07/1997 - 06/03/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
NC
01/02/1996 - 05/12/1997
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
05/23/1995 - 01/02/1996
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
PA
05/05/1994 - 02/23/1995
AXELROD ASSOCIATES, INC. (ELKINS PARK PA)
NY
01/01/1991 - 04/05/1994
R.D. WHITE, GLAVES & CO., INC. (NEW YORK NY)
BC
Issued 07/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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