Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Eric Chen is a financial professional with over 10 years of experience in the industry. David is currently registered with Sixth Street BD, LLC and has previously worked at Goldman Sachs & Co. LLC, BEXIL Securities LLC, Midas Securities Group, Inc., and John Thomas Financial. David holds the Series 7, Series 24, and Series 63 licenses and the SIE exam. David's current employment is in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/12/2018 - Present
Sixth Street BD, LLC (New York NY)
NY
02/10/2016 - 09/06/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
11/23/2010 - 09/15/2014
BEXIL SECURITIES LLC (NEW YORK NY)
NY
06/22/2010 - 09/15/2014
MIDAS SECURITIES GROUP, INC. (ROCHESTER NY)
NY
07/16/2009 - 09/01/2009
JOHN THOMAS FINANCIAL (NEW YORK NY)
BC
Issued 07/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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