Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Eric Appel is a financial advisor with over 30 years of experience in the industry. David is currently registered with Lion Street Advisors, LLC and has been with them since January 2024. Prior to this, David was with OSAIC WEALTH, INC. in Newton, MA. David is licensed to provide investment advice in several states and holds the Series 6, 63, and 65 licenses. David is a Chartered Financial Consultant and specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/30/2024 - Present
Lion Street Advisors, LLC (AUSTIN TX)
MA
11/02/2018 - 12/31/2023
OSAIC WEALTH, INC. (NEWTON MA)
MA
02/07/1995 - 11/02/2018
SIGNATOR INVESTORS, INC. (NEWTON MA)
MA
02/07/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
02/22/1993 - 01/23/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 05/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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