Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Enrique Gonzalez is a securities professional with over 14 years of experience in the financial services industry. David is currently registered with Smbc Nikko Securities America, Inc., a leading investment firm, and has a broad range of licenses and qualifications, including the Series 7, Series 24, Series 63, and Series 79 licenses. David is also registered in all 50 states. Previously, David worked at BBVA Securities Inc. David has extensive experience in investment banking and has a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/24/2015 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/26/2008 - 03/15/2010
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 07/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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