Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sorensen is a financial advisor with Osaic Wealth, Inc. in Middleton, WI. David has been in the industry since 1977 and has experience working with a variety of clients, including individuals, families, businesses, and retirement plans. David is dedicated to providing personalized financial advice and helping clients reach their financial goals. David specializes in financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
06/14/2024 - Present
Osaic Wealth, Inc. (MIDDLETON WI)
WI
11/09/2016 - 06/14/2024
SECURITIES AMERICA, INC. (MIDDLETON WI)
WI
04/01/2010 - 11/21/2016
CETERA ADVISOR NETWORKS LLC (MADISON WI)
WI
08/24/1999 - 04/22/2010
AMERITAS INVESTMENT CORP. (MADISON WI)
CA
01/02/1996 - 08/26/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
03/07/1991 - 12/31/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
10/13/1987 - 12/14/1990
CENTURY INVESTORS OF AMERICA, INC.
NA
10/30/1986 - 11/20/1987
KAUFMAN INVESTMENTS CORPORATION
NA
12/12/1985 - 11/07/1986
HUTCHISON FINANCIAL CORPORATION
NA
11/13/1984 - 12/18/1985
FSC SECURITIES CORPORATION
NA
10/14/1976 - 09/27/1984
BLC EQUITY SERVICES CORPORATION
BC
Issued 9/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 5/5/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/7/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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