Unclaimed
David English Oliver is a financial professional with over 20 years of experience in the industry. David is currently registered with BCW Securities LLC in Westport, CT and has been with the firm since 2008. Prior to that, David worked at J.P. Morgan Securities Inc. and TD Securities (USA) Inc., both in New York, NY. David is licensed to sell securities in Connecticut and New York. David holds Series 7, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/24/2008 - Present
BCW Securities LLC (WESTPORT CT)
NY
02/03/2000 - 08/23/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/22/1997 - 01/10/2000
TD SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 08/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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