Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Emil Unanue is a registered investment advisor representative with Capital Client Group, Inc., and has been in the industry since January 15, 2008. David is licensed in several states and has passed multiple industry exams, including Series 6, 7TO, 24, 26, 63, and 65. David has worked with American Funds and Capital Group Companies - American Funds in Los Angeles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
06/24/2013 - Present
Capital Client Group, Inc. (Los Angeles CA)
BC
Issued 01/31/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/17/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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