Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Elvyn Roberts is a financial professional with over 20 years of experience in the financial services industry. David is currently registered as an Investment Advisor Representative with Statheros Financial Solutions, Inc. in San Jose, CA. He holds Series 7 and Series 63 licenses. Statheros Financial Solutions, Inc. provides financial planning, pension consulting, and portfolio management services to a variety of clients, including individuals, high-net-worth individuals, corporations, pension and profit sharing plans, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
12/06/2019 - Present
Statheros Financial Solutions, Inc. (San Jose CA)
PA
12/11/2001 - 08/07/2002
INVESMART SECURITIES, LLC (PITTSBURGH PA)
CA
12/15/1997 - 12/23/1999
INVESTMENT ARCHITECTS, INC. (PETALUMA CA)
GA
04/12/1996 - 12/31/1997
WMA SECURITIES, INC. (DULUTH GA)
NY
01/10/1994 - 04/15/1996
MONY SECURITIES CORP. (NEW YORK NY)
CA
06/05/1990 - 01/11/1994
HALBERT, HARGROVE & CO. (LONG BEACH CA)
NA
03/31/1987 - 07/09/1988
GETTINS FINANCIAL GROUP, INC.
NA
03/16/1976 - 12/17/1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
09/23/1983 - 09/02/1986
CONWAY, LUONGO, WILLIAMS, INC.
NA
12/16/1981 - 07/07/1982
CALIFORNIA HARTLAND SECURITIES
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1976
Series 1 - Registered Representative Examination
Active
Inactive
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