Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Smith is a financial advisor with over 20 years of experience in the industry. David holds Series 6, 26, and 63 securities licenses as well as the SIE exam. David is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since June of 2017. Prior to Cambridge, David was affiliated with MML Investors Services, LLC from March of 2017 until April of 2017. David's career began in August 1993 with MetLife Securities Inc. and Metropolitan Life Insurance Company. David is registered to provide financial advice in 13 states, including Texas, Louisiana, and California. David Smith specializes in providing financial advice and services to a wide range of clients including high net worth individuals, individuals other than high net worth, pension and profit sharing plans, state or municipal government entities, and charitable organizations. David Smith's primary focus is providing financial planning, portfolio management, and educational seminars to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
LA
06/07/2017 - Present
Cambridge Investment Research Advisors, Inc. (Bossier City LA)
LA
03/25/2017 - 04/10/2017
MML INVESTORS SERVICES, LLC (MONROE LA)
LA
05/31/1994 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MONROE LA)
LA
05/31/1994 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MONROE LA)
BC
Issued 08/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Smith is the right advisor for you? Invested Better is here to help.
