Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carlton is a financial advisor at BOK Financial Securities, Inc. David has been in the industry for over 12 years. David is a Series 7, Series 63 and Series 52TO licensed representative. David is registered in 13 states, including Arkansas, California, Connecticut, Massachusetts, Montana, New Jersey, New Mexico, New York, Ohio, Oklahoma, Rhode Island, Tennessee, and Washington. David specializes in providing financial planning, portfolio management for individuals and businesses, and investment advisory services. David has an active registration with FINRA and is also a member of BOK Financial Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
02/21/2011 - Present
BOK Financial Securities, Inc. (Tulsa OK)
BC
Issued 03/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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