Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Elliott is a financial advisor with LPL Financial LLC. David has been in the financial services industry since 2017. David has experience working with individuals, corporations, and charitable organizations. David holds the Series 63, Series 66, and Series 7 securities licenses. David is also registered with the following states: Florida, Illinois, Michigan, New Jersey, and New York. David is currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Santander Securities LLC, and Great Point Capital LLC. In addition to providing investment advice, David also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/29/2024 - Present
LPL Financial LLC (LONG ISLAND CITY NY)
IL
06/13/2023 - 05/30/2024
GREAT POINT CAPITAL LLC (CHICAGO IL)
NY
05/06/2019 - 03/23/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
02/08/2017 - 03/22/2019
SANTANDER SECURITIES LLC (FOREST HILLS NY)
NY
10/21/2015 - 12/03/2015
WORDEN CAPITAL MANAGEMENT LLC (Rockville Ctre. NY)
BOTH
Issued 07/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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