Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Elliot Shapiro is an experienced financial professional who is currently registered with Academy Securities, Inc. in New York. David has been in the securities industry since 1986. David has held several positions at various firms including MIZUHO SECURITIES USA LLC, WESTPAC POLLOCK GOVERNMENT SECURITIES INC. and WESTPAC POLLOCK & CO. INC. David has a strong track record of success in the financial services industry. He holds a Series 7, Series 63, Series 72 and SIE license. David is also a registered representative in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2022 - Present
Academy Securities, Inc. (NEW YORK NY)
NY
08/16/1990 - 05/18/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NA
07/25/1987 - 07/03/1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
NA
05/27/1986 - 10/31/1988
WESTPAC POLLOCK & CO. INC.
BC
Issued 07/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Shapiro is the right advisor for you? Invested Better is here to help.
