Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Elliot Brown is a financial professional with over two decades of experience in the industry. David has a strong background in the securities industry, with experience in both brokerage and investment advisory roles. David holds a number of professional licenses and certifications, including Series 7, 24, 27, 51, 63, 66, 8, 4, SIE, and 99TO. David is currently registered with Pacific Select Distributors, LLC and is located in Newport Beach, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/19/2021 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
IL
03/01/2017 - 06/08/2020
HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)
OH
08/22/2005 - 07/11/2007
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
05/06/2002 - 08/10/2005
SWENEY CARTWRIGHT & COMPANY (COLUMBUS OH)
ME
08/19/1999 - 05/09/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
09/21/1992 - 11/16/1998
FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)
MI
04/24/1990 - 08/14/1992
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 05/02/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/15/2023
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/20/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/11/1991
Series 4 - Registered Options Principal Examination
BC
Issued 09/15/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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