Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Egon Strauss is a financial professional with over 20 years of experience in the securities industry. David has a strong background in both investment banking and wealth management, having worked with several leading firms, including UBS Securities LLC and PaineWebber Incorporated. David holds the Series 7, 86, 87, and SIE licenses, and is registered with FINRA and all states. Currently, David is employed at Barclays Capital Inc. as a financial advisor in New York. David's deep knowledge of the financial markets allows him to develop tailored investment strategies for his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/19/2017 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
11/03/2000 - 10/20/2017
UBS SECURITIES LLC (NEW YORK NY)
NJ
07/27/1999 - 11/03/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 07/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/14/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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