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David Edwin Thursfield

Northwestern Mutual Investment Services, LLC

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About David Edwin Thursfield

David Edwin Thursfield is an investment advisor representative with Northwestern Mutual Investment Services, LLC based in Florham Park, NJ. David has been in the financial services industry since 1991 and has experience working with clients in Arizona, California, New Jersey, New York, and Pennsylvania. David holds Series 6, 7, 22, 63, and 66 securities licenses and is a Chartered Financial Consultant. In addition to working for Northwestern Mutual, David also owns rental property in Guttenberg, NJ and a condo in Naples, Florida.

Firm Information

David Thursfield is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Thursfield’s Registration & Firm History

NJ

02/10/2006 - Present

Northwestern Mutual Investment Services, LLC (Florham Park NJ)

WI

04/05/1991 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

06/02/1986 - 08/04/1987

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BOTH

Issued 06/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2006

Series 7 - General Securities Representative Examination

BC

Issued 06/10/1991

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Edwin Thursfield.
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