Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edwin Nau is a financial advisor with MML Investors Services, LLC. David is a registered representative in Pennsylvania and Texas. David has been in the financial services industry since 2006. David has worked at several firms including Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and CUSO Financial Services, L.P. David offers financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
01/20/2022 - Present
MML Investors Services, LLC (MECHANICSBURG PA)
PA
08/26/2015 - 02/11/2017
CHARLES SCHWAB & CO., INC. (HARRISBURG PA)
VA
06/02/2014 - 03/26/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RESTON VA)
MD
04/29/2013 - 12/10/2013
CUSO FINANCIAL SERVICES, L.P. (GERMANTOWN MD)
MD
05/09/2012 - 04/18/2013
PNC INVESTMENTS (OLNEY MD)
MD
04/13/2007 - 01/17/2012
CHARLES SCHWAB & CO., INC. (GAITHERSBURG MD)
VA
10/20/2004 - 03/29/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
BOTH
Issued 12/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/18/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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