Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edwin Hope is a financial advisor who has been in the industry since 1986. David Edwin Hope currently works at NBC Securities, Inc. in Birmingham, Alabama. David Edwin Hope previously worked at UVEST FINANCIAL SERVICES GROUP, INC., AMSOUTH INVESTMENT SERVICES, INC., BANC ONE SECURITIES CORPORATION, SYNOVUS SECURITIES, INC., ARGENT SECURITIES, INC., STONEWORTH SECURITIES, INC., THE PLANNER'S SECURITIES GROUP, INC., MARSHALL & CO. SECURITIES, INC., EASTERN CAPITAL SECURITIES, INC. and ISFA CORPORATION. David Edwin Hope is a Registered Representative and Investment Advisor Representative. David Edwin Hope has passed the Series 3, 4, 7, 24, 27, 53, 55, 63, 65, 66, 99TO and SIE exams. David Edwin Hope is registered in Alabama, Arizona, Colorado, Florida, Georgia, Illinois, Kansas, Kentucky, Massachusetts, Mississippi, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Tennessee and Washington. David Edwin Hope specializes in working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/05/2011 - Present
NBC Securities, Inc. (BIRMINGHAM AL)
AL
04/21/2006 - 12/07/2010
UVEST FINANCIAL SERVICES GROUP, INC. (BIRMINGHAM AL)
AL
02/22/1996 - 04/19/2006
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IL
07/23/1993 - 02/20/1996
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
GA
10/28/1991 - 07/06/1993
SYNOVUS SECURITIES, INC. (COLUMBUS GA)
NA
05/14/1991 - 10/11/1991
ARGENT SECURITIES, INC.
GA
09/22/1989 - 01/22/1991
STONEWORTH SECURITIES, INC. (ATLANTA GA)
GA
04/18/1989 - 09/21/1989
THE PLANNER'S SECURITIES GROUP, INC. (ATLANTA GA)
NA
07/14/1986 - 04/17/1989
MARSHALL & CO. SECURITIES, INC.
NA
05/30/1986 - 09/26/1986
EASTERN CAPITAL SECURITIES, INC.
NA
11/20/1985 - 06/23/1986
ISFA CORPORATION
BOTH
Issued 12/15/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/12/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/22/1986
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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