Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alvarado is a financial professional with over five years of experience in the industry. David is currently registered with PHX Financial, Inc., a firm based in New York, NY. David has a strong background in securities, having passed both the Series 7 and Series 63 exams. David holds registrations in 34 states and the District of Columbia. David previously held registrations with SW FINANCIAL, WORDEN CAPITAL MANAGEMENT LLC and NATIONAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/28/2023 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
12/10/2019 - 03/21/2023
SW FINANCIAL (NEW YORK NY)
NY
05/17/2019 - 12/10/2019
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
NY
09/19/2018 - 03/20/2019
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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