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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Willy is a financial advisor with over 27 years of experience in the industry. David has a strong background in both investment advisory and brokerage services. David currently works for Principal Asset Management and is registered in California as an Investment Advisor Representative. Prior to joining Principal Asset Management, David was with BRECEK & YOUNG ADVISORS, INC. and E*TRADE SECURITIES LLC. David holds a Series 4, Series 7, Series 24, Series 63, Series 65 and Series 66 license. David offers a range of services to his clients, including portfolio management, financial planning, and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
CA
02/14/2022 - Present
Principal Asset Management (Roseville CA)
CA
09/22/2006 - 07/01/2008
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
CA
05/06/1997 - 09/18/2006
E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)
CA
04/28/1995 - 03/18/1997
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BOTH
Issued 01/21/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 04/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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