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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Waite has over 30 years of experience in the financial services industry. David is currently a registered representative at Morgan Stanley, where he is a member of the firm's investment advisory team. Previously, David was an investment advisor representative with CITIGROUP GLOBAL MARKETS INC., and has held roles with FSC SECURITIES CORPORATION and ATLANTIC SECURITIES, INC. David is licensed to provide investment advice in Arizona, Colorado, Delaware, District of Columbia, Florida, Hawaii, Maryland, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Vermont, Virginia, Washington and Wyoming. He holds the Series 6, 7, 63 and 65 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
04/08/2020 - Present
Morgan Stanley (Hunt Valley MD)
MD
02/03/1987 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LUTHERVILLE MD)
NA
07/24/1986 - 02/25/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
05/16/1986 - 08/07/1986
FSC SECURITIES CORPORATION
NA
08/17/1984 - 11/23/1985
ATLANTIC SECURITIES, INC.
IA
Issued 03/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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