Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Plagenza is a financial advisor registered in New York with Northwestern Mutual Investment Services, LLC. David has been in the industry since 2014. David has Series 6, SIE, and Series 63 licenses and specializes in investment advisory and referral services to other advisors. David has previously worked with MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
05/19/2022 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
NY
01/18/2018 - 05/16/2022
MML INVESTORS SERVICES, LLC (LATHAM NY)
NY
04/11/2014 - 11/22/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Troy NY)
BC
Issued 05/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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