Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miazgowicz is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the industry since 1987. He is registered in 22 states and holds the Series 7, 63 and 65 licenses. David has experience in providing financial advice to a wide range of clients, including individuals, families, corporations, and institutions. David has been with Merrill Lynch since 2009. Before joining Merrill Lynch, he was a financial advisor at BANC OF AMERICA INVESTMENT SERVICES, INC., LaSalle Financial Services, INC., Independence One Brokerage Services, INC., and H.D. Vest Investment Securities, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/25/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON HILLS MI)
MI
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LIVONIA MI)
MI
10/08/2001 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (REDFORD TOWNSHIP MI)
MI
05/26/1994 - 10/08/2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
TX
05/10/1991 - 05/13/1994
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NA
09/24/1985 - 05/09/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 02/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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