Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Kaufman is a financial advisor with MMX Global Partners, LLC based in Boca Raton, Florida. David holds several licenses including Series 7, 24, 52TO, 63, and 79TO and has been active in the financial services industry since July 4, 2007. Before joining MMX Global Partners, LLC, David worked at Pershing LLC in Dallas, Texas, J.P. Morgan Securities LLC in New York, New York, and Banc of America Securities LLC, also in New York, New York. David currently is registered in Texas and has 1 approved SRO and 1 FINRA registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/17/2024 - Present
MMX Global Partners, LLC (BOCA RATON FL)
TX
10/10/2013 - 06/17/2024
PERSHING LLC (DALLAS TX)
NY
06/08/2009 - 10/25/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/10/2000 - 09/13/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 07/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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