Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Heffelfinger is a financial advisor with over 20 years of experience in the financial services industry. David is a registered representative with Raymond James Financial Services Advisors, Inc. and has also previously worked at Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., and Wells Fargo Securities Inc. David holds licenses in 43 states and is a registered investment advisor in North Carolina. He specializes in working with high-net-worth individuals, insurance companies, charitable organizations, pension and profit sharing plans, corporations or other businesses, and individuals other than high-net-worth. David is committed to providing personalized financial planning and investment management services to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
07/30/2021 - Present
Raymond James Financial Services Advisors, Inc. (GLEN ALLEN VA)
NC
03/11/2019 - 07/26/2021
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
VA
08/15/2011 - 03/13/2019
WELLS FARGO CLEARING SERVICES, LLC (ROANOKE VA)
AZ
12/13/2000 - 12/31/2010
WELLS FARGO INVESTMENTS, LLC (SUN CITY AZ)
MN
01/24/2001 - 05/29/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
11/26/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
02/22/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BOTH
Issued 05/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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