Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Foley is a registered representative with MML Investors Services, LLC in Springfield, Ohio. David has been in the financial industry since 1971. David is registered with the following securities regulators: FINRA, and the states of Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Idaho, Indiana, Kentucky, Maryland, Michigan, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Virginia, West Virginia, and Wisconsin. David has passed the Series 1, Series 7, Series 63, and SIE exams. David is also registered as an Investment Advisor Representative with the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
04/20/2004 - Present
MML Investors Services, LLC (SPRINGFIELD OH)
NY
09/08/1982 - 01/14/1997
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
01/17/1982 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
01/02/1974 - 12/08/1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
NA
08/17/1973 - 02/18/1974
NORTH AMERICAN EQUITY CORPORATION
NA
03/04/1971 - 02/18/1974
INDEPENDENT SECURITIES CORPORATION
BC
Issued 03/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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