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David Edward Evans

Regions Securities LLC

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About David Edward Evans

David Edward Evans is a financial advisor at Regions Securities LLC in Orlando, Florida. David has been in the financial industry since 2008 and has a Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. David has been registered with FINRA and the state of Florida since 2015. David is also registered in 51 other states. David was previously employed by SunTrust Robinson Humphrey, Inc. in Orlando, Florida.

Firm Information

David Evans is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Evans’s Registration & Firm History

FL

04/10/2015 - Present

Regions Securities LLC (ORLANDO FL)

FL

03/11/2008 - 12/16/2014

SUNTRUST ROBINSON HUMPHREY, INC. (ORLANDO FL)

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Licenses & Designations

BC

Issued 11/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Edward Evans.
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