Unclaimed
David Edward Evans is a financial advisor at Regions Securities LLC in Orlando, Florida. David has been in the financial industry since 2008 and has a Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. David has been registered with FINRA and the state of Florida since 2015. David is also registered in 51 other states. David was previously employed by SunTrust Robinson Humphrey, Inc. in Orlando, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/10/2015 - Present
Regions Securities LLC (ORLANDO FL)
FL
03/11/2008 - 12/16/2014
SUNTRUST ROBINSON HUMPHREY, INC. (ORLANDO FL)
BC
Issued 11/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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