Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ernst is a financial advisor at Valic Financial Advisors, Inc. David has been in the financial services industry since 1997. David is registered with the state of Missouri and Illinois. David has experience in the financial services industry, including working with Prudential Securities Incorporated, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and Forsyth Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MO
02/03/2020 - Present
Valic Financial Advisors, Inc. (ST. LOUIS MO)
MO
12/03/2019 - 01/31/2020
PRUCO SECURITIES, LLC. (St. Louis MO)
MO
03/05/2012 - 08/07/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Brentwood MO)
MO
02/11/2009 - 01/23/2012
FORSYTH SECURITIES, INC. (ST CHARLES MO)
ND
03/02/2007 - 01/22/2009
INVESTMENT CENTERS OF AMERICA, INC. (BISMARCK ND)
MO
08/09/2005 - 02/06/2007
FFP SECURITIES, INC. (CHESTERFIELD MO)
MA
10/07/2003 - 08/16/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
WI
03/30/2001 - 10/03/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/30/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
12/09/1999 - 02/28/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
11/05/1996 - 12/09/1999
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 01/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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