Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Coolbaugh is a financial advisor with Fidelity Personal And Workplace Advisors. David has been in the financial services industry since 1990. He has a strong background in providing financial planning and portfolio management services to individuals and businesses. David has a Series 6, 7, 26, 63 and 66 licenses. He is registered to provide advisory services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
11/15/2021 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
TX
11/04/2020 - 09/28/2021
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
TX
04/04/2017 - 07/03/2019
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
05/07/2013 - 04/05/2017
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
07/20/2010 - 08/31/2012
U.S. GLOBAL BROKERAGE, INC. (SAN ANTONIO TX)
TX
02/04/2010 - 06/24/2010
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
TX
11/08/1993 - 06/19/2009
AMERICAN FUNDS DISTRIBUTORS, INC. (SAN ANTONIO TX)
MA
04/07/1989 - 12/31/1991
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NJ
11/13/1985 - 04/15/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 09/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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