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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Cohen is an active broker and investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. David Edward Cohen has been in the financial services industry since July 31, 2000. David Edward Cohen has held previous positions at BANC OF AMERICA INVESTMENT SERVICES, INC. and QUICK & REILLY, INC. David Edward Cohen is registered with the state of Florida and has a Series 63 and Series 65 license. David Edward Cohen also has several other licenses including the Series 7, Series 10, Series 24, Series 4, Series 52TO, Series 53 and SIE. David Edward Cohen is also registered with the state of New Jersey as a broker. David Edward Cohen is also registered with the state of Texas. David Edward Cohen specializes in several areas including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/27/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Tampa FL)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SOMERVILLE NJ)
NY
04/22/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
07/25/2000 - 04/15/2002
EDWARD JONES (ST. LOUIS MO)
IA
Issued 07/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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