Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Buffie is a financial advisor with Osaic Wealth, Inc., located in CHARLOTTE, NC. David Buffie has over 8 years of experience in the financial services industry. David Edward Buffie holds Series 66, SIE and Series 7 licenses. David Buffie is registered in 16 states and the District of Columbia, with the current registration being active in North Carolina. Prior to joining Osaic Wealth, Inc. David Edward Buffie was affiliated with WELLS FARGO CLEARING SERVICES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. David Buffie specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
08/15/2024 - Present
Osaic Wealth, Inc. (CHARLOTTE NC)
NC
12/05/2019 - 08/22/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
09/16/2015 - 12/06/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BOTH
Issued 10/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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