Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Malone is a financial advisor with over 17 years of experience in the financial services industry. David currently works as a financial advisor at Raymond James Financial Services Advisors, Inc., and has been with the firm since September 2020. Prior to joining Raymond James Financial Services Advisors, Inc., David was a financial advisor at Morgan Stanley from March 2009 to September 2020. David is a licensed financial advisor in Alabama and Texas and holds a Series 7 and Series 66 licenses. David is also a registered investment advisor in Alabama and Texas. David specializes in providing financial advice to individuals, families, businesses, and institutions. David is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
09/28/2020 - Present
Raymond James Financial Services Advisors, Inc. (Birmingham AL)
AL
06/01/2009 - 10/02/2020
MORGAN STANLEY (BIRMINGHAM AL)
AL
03/26/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM AL)
AL
12/17/2003 - 04/02/2009
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
BOTH
Issued 01/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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