Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edgar has been in the industry since 1984. David is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds a Series 3, 7, 9, 10, 52, 63, and 66 license. David has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2022. Prior to Merrill Lynch, Pierce, Fenner & Smith Inc. David was registered with Hilltop Securities Inc., RBC DAIN RAUSCHER INC., FIRST INSTITUTIONAL SECURITIES, L.L.C., BROADWAY FINANCIAL INVESTMENT SERVICES CORP., and GLICKENHAUS & CO. - NEW JERSEY. David Edgar is a registered Investment Advisor Representative and Broker-Dealer Representative. David Edgar has a total of 7 approved SRO registrations, 1 approved FINRA registration, 53 approved state registrations, and 1 approved IA state registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/29/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JERSEY CITY NJ)
NJ
07/14/2020 - 08/25/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NY
01/19/2007 - 08/29/2018
HILLTOP SECURITIES INC. (NEW YORK NY)
NJ
03/07/2003 - 12/19/2006
RBC DAIN RAUSCHER INC. (WEST PATERSON NJ)
NJ
03/13/1989 - 03/07/2003
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
NA
02/01/1989 - 03/25/1992
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
NA
02/12/1982 - 02/01/1989
GLICKENHAUS & CO. - NEW JERSEY
BOTH
Issued 02/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1984
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Edgar is the right advisor for you? Invested Better is here to help.
