Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Winfrey has been in the securities industry since August 25, 2012. David is currently registered with Fidelity Brokerage Services LLC. David has a Series 6, Series 7, Series 9, Series 10, and Series 63 license. David is also registered with 53 states. David was previously registered with T. Rowe Price Investment Services, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/13/2013 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
05/25/2012 - 09/10/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BC
Issued 12/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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