Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Earl Spencer is a financial advisor with over 15 years of experience in the industry. David is registered with LPL Financial LLC and has a Series 7, Series 66, and SIE license. David specializes in providing financial planning, portfolio management, and consulting services to a range of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. David is also a Chartered Financial Consultant (ChFC). In addition to his role with LPL Financial, David is also involved in real estate rental, serving as a property owner and manager. Prior to joining LPL Financial, David was an advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is committed to helping clients achieve their financial goals and believes in building long-term relationships with them.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2022 - Present
LPL Financial LLC (WALNUT CREEK CA)
CA
03/25/2008 - 09/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
BOTH
Issued 04/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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