Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Neate is a financial advisor with over 20 years of experience in the industry. David is registered with LPL Financial LLC and has been with the firm since 2015. David is a Series 66, Series 7, Series 9, Series 10 and Series 24 licensed professional. David has previously worked with CETERA ADVISOR NETWORKS LLC, WELLS FARGO ADVISORS, LLC, NFP SECURITIES, INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY and LINCOLN FINANCIAL ADVISORS CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/01/2015 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
01/21/2011 - 09/18/2014
CETERA ADVISOR NETWORKS LLC (RANCHO CORDOVA CA)
TN
03/27/2007 - 09/08/2010
WELLS FARGO ADVISORS, LLC (MEMPHIS TN)
CO
08/13/2003 - 03/20/2007
NFP SECURITIES, INC. (BOULDER CO)
IN
08/31/2000 - 06/10/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/05/2000 - 06/10/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
BOTH
Issued 09/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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