Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Earl Long is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Based in Topeka, Kansas, David has been in the securities industry since August 1984. David has Series 7, 63, and 65 securities licenses. Prior to joining Stifel, Nicolaus & Company, Inc. in 2009, David was a registered representative at UBS Financial Services Inc. in Topeka, Kansas. David provides portfolio management services for individuals, businesses and pooled investment vehicles, including financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (TOPEKA KS)
KS
08/17/1987 - 09/11/2009
UBS FINANCIAL SERVICES INC. (TOPEKA KS)
NA
08/23/1984 - 09/09/1987
B.C. CHRISTOPHER SECURITIES CO.
IA
Issued 03/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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