Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Earl Johnson is a financial advisor with over 25 years of experience in the industry. David is a registered representative with Northern Trust Securities, Inc. David is also registered as an Investment Advisor Representative with the state of Florida. David has been working with Northern Trust Securities, Inc. since June 2011. Prior to that, David worked for Charles Schwab & Co., Inc. from 1996 to 2011. David holds several licenses and certifications, including Series 63, Series 66, Series 7, and Series 8. David also holds the Certified Financial Planner designation. David's primary focus is providing financial advice to individuals and families, as well as corporations and other businesses. David's areas of expertise include retirement planning, college savings, investment management, and estate planning. David's office is located in Stuart, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/06/2015 - Present
Northern Trust Securities, Inc. (Stuart FL)
FL
05/07/1996 - 06/20/2011
CHARLES SCHWAB & CO., INC. (PLANTATION FL)
BOTH
Issued 09/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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