Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hartley is an investment advisor representative registered with Hornor, Townsend & Kent, LLC and has been in the industry since June 2006. David has offices in Littleton, Colorado, and is registered with the states of Arizona, Colorado, Florida, Michigan, Minnesota, Missouri and Washington. David has passed the Series 66, Series 7 and SIE examinations and is a registered representative with FINRA. David holds insurance licenses and has experience in insurance brokerage, financial planning and wealth management. David is experienced in serving a variety of clients including corporations or other businesses, charitable organizations, high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans. David's services include providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CO
10/05/2023 - Present
Hornor, Townsend & Kent, LLC (LITTLETON CO)
CO
07/21/2009 - 10/09/2023
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
MI
06/27/2006 - 07/22/2009
AMERIPRISE FINANCIAL SERVICES, INC. (TROY MI)
BOTH
Issued 07/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Hartley is the right advisor for you? Invested Better is here to help.
