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David Earl Archambault

Kestra Investment Services, LLC

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About David Earl Archambault

David Earl Archambault is a financial advisor with Kestra Investment Services, LLC in San Diego, California. David has been in the financial services industry since March 5, 1984. David has passed the Securities Industry Essentials Examination, the Direct Participation Programs Representative Examination, and the Investment Company Products/Variable Contracts Representative Examination. David is registered with FINRA and the state of California. David was previously registered with MML Investors Services, Inc. and G.R. Phelps & Co., Inc..

Firm Information

David Archambault is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Archambault’s Registration & Firm History

CA

09/10/1997 - Present

Kestra Investment Services, LLC (San Diego CA)

MA

03/01/1996 - 09/22/1997

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

03/06/1984 - 03/01/1996

G. R. PHELPS & CO., INC.

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 03/01/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for David Earl Archambault. Review regulatory record here.
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