Unclaimed
David Earl is a financial advisor with U.S. Bancorp Investments, Inc. David has been in the industry since 2004. David is currently registered with FINRA and the State of Arizona. David holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. David has previously worked at Comerica Securities, Inc., Pruco Securities, LLC., BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Chase Investment Services Corp., and BANC ONE SECURITIES CORPORATION. David's areas of expertise include financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
AZ
06/21/2023 - Present
U.s. Bancorp Investments, Inc. (Prescott AZ)
AZ
05/20/2022 - 06/09/2023
COMERICA SECURITIES (PHOENIX AZ)
AZ
04/01/2021 - 05/24/2022
PRUCO SECURITIES, LLC. (PHOENIX AZ)
AZ
05/16/2013 - 03/17/2021
BBVA SECURITIES INC. (PEORIA AZ)
AZ
09/07/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (PRESCOTT AZ)
AZ
07/06/2005 - 07/14/2010
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
IL
05/18/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 01/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Earl is the right advisor for you? Invested Better is here to help.