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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Earhart Lin is a financial advisor with over 30 years of experience in the industry. David Earhart Lin is currently registered with Morgan Stanley and has been with the firm since June 2009. Prior to joining Morgan Stanley, David Earhart Lin worked at CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, and First Investors Corporation. David Earhart Lin specializes in a wide range of financial services, including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and investment companies. David Earhart Lin has earned a number of licenses and certifications over the years including the Series 3, 5, 6, 7, 8, 9, 10, 63 and 65. David Earhart Lin is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/23/2020 - Present
Morgan Stanley (El Segundo CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
NY
08/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/11/1985 - 08/24/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/01/1984 - 01/29/1985
PAINEWEBBER INCORPORATED
NA
10/11/1983 - 03/20/1984
FIRST INVESTORS CORPORATION
IA
Issued 03/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1985
Series 5 - Interest Rate Options Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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