Unclaimed
David E Turgeon is a financial advisor registered in Massachusetts. David Turgeon has been in the securities industry since 2001 and is currently registered with MML Strategic Distributors, LLC and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/02/2014 - Present
MML Strategic Distributors, LLC (SPRINGFIELD MA)
BC
Issued 01/31/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2011
Series 4 - Registered Options Principal Examination
BC
Issued 03/07/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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