Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid E. Stern is a financial professional with over 20 years of experience in the industry. David is currently registered with KKR Capital Markets LLC and has previously worked at several other firms including Aqua Securities L.P., Cantor Fitzgerald & Co., and GFI Securities LLC. David holds the Series 99 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/13/2022 - Present
KKR Capital Markets LLC (New York NY)
NY
01/29/2020 - 11/20/2020
AQUA SECURITIES L.P. (NEW YORK NY)
NY
01/29/2020 - 11/20/2020
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/29/2020 - 11/20/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
01/29/2020 - 11/20/2020
CF SECURED, LLC (NEW YORK NY)
NY
01/29/2020 - 11/20/2020
FENICS EXECUTION, LLC (NEW YORK NY)
NY
01/29/2020 - 11/20/2020
GFI SECURITIES LLC (NEW YORK NY)
NY
01/29/2020 - 11/20/2020
MINT BROKERS (NEW YORK NY)
NY
01/29/2020 - 11/20/2020
SUNRISE BROKERS LLC (NEW YORK NY)
NY
09/26/2017 - 11/20/2020
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
01/29/2020 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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