Verified
David E. Spellman is a registered representative with Money Concepts Capital Corp. David has been in the securities industry since June 29, 2017. David is licensed to sell securities in Arizona, Michigan, Minnesota, Texas, and Florida. David is also licensed to provide investment advisory services in Texas. David has passed the Series 7TO, SIE, and Series 6 exams. David is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
10/18/2018 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
IA
Issued 10/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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