Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Morgan is a financial advisor at Schwab Wealth Advisory, Inc. in Punta Gorda, FL. David has over 30 years of experience in the financial services industry. David is registered with the following state securities authorities: Arizona, Texas, Alabama, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. David specializes in retirement planning, education planning, and investment management.
Punta Gorda, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
FL
01/03/2021 - Present
Schwab Wealth Advisory, Inc. (Punta Gorda FL)
AZ
05/12/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (TEMPE AZ)
AZ
03/27/2006 - 05/05/2016
CHARLES SCHWAB & CO., INC. (SCOTTSDALE AZ)
AZ
01/27/2004 - 03/15/2006
AMERITRADE, INC. (SCOTTSDALE AZ)
TX
02/16/2000 - 01/08/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IN
01/21/1998 - 11/24/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CA
08/22/1994 - 01/15/1998
AMERICAN INVESTORS COMPANY (SAN RAMON CA)
MA
06/06/1990 - 08/26/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/06/1990 - 08/26/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 8/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/3/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/4/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/9/1997
Series 7 - General Securities Representative Examination
BC
Issued 6/4/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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