Unclaimed
David E Linch is a financial professional with over 27 years of experience in the securities industry. David is currently registered with Ba Securities, LLC and holds multiple licenses and designations, including Series 7, Series 9, Series 10, Series 27, and Series 63. David previously worked at Bridge Capital Associates, Inc., Stephens, Elm Capital Securities, LLC, Southtrust Securities, Inc., RBC Dain Rauscher Inc., and Stephens Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/21/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
GA
02/14/2011 - 12/05/2023
BRIDGE CAPITAL ASSOCIATES, INC. (Chamblee GA)
GA
01/22/2007 - 01/18/2011
STEPHENS (ATLANTA GA)
GA
01/14/2004 - 06/12/2007
ELM CAPITAL SECURITIES, LLC (ATLANTA GA)
AL
06/12/2003 - 01/14/2004
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
07/11/2000 - 12/31/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
AR
03/19/1996 - 07/17/2000
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 09/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/28/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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