Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kloeckner is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Omaha, Nebraska. David has been in the industry since 2000, and has experience working with a variety of clients, including high net worth individuals, corporations, and institutional investors. David is registered to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
10/10/2023 - Present
Stifel, Nicolaus & Company, Inc. (OMAHA NE)
NE
09/07/2011 - 10/19/2023
UBS FINANCIAL SERVICES INC. (OMAHA NE)
NE
06/01/2009 - 09/13/2011
MORGAN STANLEY SMITH BARNEY (OMAHA NE)
NE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OMAHA NE)
NE
05/27/2005 - 04/02/2007
MORGAN STANLEY DW INC. (OMAHA NE)
MN
09/27/2000 - 06/07/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 12/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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