Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid E. Johnson is a financial professional with over 20 years of experience in the industry. David's career began in 2002 at Merrill Lynch, Pierce, Fenner & Smith Incorporated, where he was a registered representative. He has since worked for New England Securities and CitiStreet Equities LLC before joining Nylife Securities LLC in 2007. David holds his Series 7 and 66 securities licenses as well as his Series SIE. David is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/25/2007 - Present
Nylife Securities LLC (NEW YORK NY)
NJ
03/31/2004 - 08/22/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
06/03/2003 - 04/07/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
01/30/2002 - 04/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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