Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dziadziola is a registered representative of Oppenheimer & Co. Inc. David has been in the industry since 2007 and is registered in 27 states. Previously, David was a registered representative of SAGEPOINT FINANCIAL, INC. and NYLIFE SECURITIES LLC. David holds Series 6, 7, 63, and 65 licenses as well as the SIE. David offers a wide range of services including portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
10/15/2018 - Present
Oppenheimer & Co. Inc. (AUSTIN TX)
TX
07/31/2015 - 10/18/2018
SAGEPOINT FINANCIAL, INC. (CEDAR PARK TX)
TX
08/24/2009 - 08/05/2015
NYLIFE SECURITIES LLC (AUSTIN TX)
CA
08/05/1994 - 06/10/1996
GT GLOBAL, INC. (SAN FRANCISCO CA)
IA
Issued 06/07/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Dziadziola is the right advisor for you? Invested Better is here to help.
