Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dwayne Ward is a financial advisor currently registered with Charles Schwab & Co., Inc. in Phoenix, AZ. David is a Series 7, Series 63, and SIE licensed professional. David's previous firm was VANGUARD MARKETING CORPORATION in Scottsdale, AZ. David is a licensed professional in Arizona and California. David has been in the industry since November 19, 2017. David has been working with clients at Charles Schwab & Co., Inc. since October 22, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
10/22/2020 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
03/21/2017 - 02/20/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 05/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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